JB
CFP
JB
CFP
John Baldassari is a CFP-designated registered investment advisor at Morgan Stanley, based in Greenwood Village, CO, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
5251 DTC Parkway, Suite 1500, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2019 - Present · 7 yrs 1 mo
Morgan Stanley
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2009 - June 2019 · 9 yrs 9 mos
Wells Fargo Clearing Services, LLC
September 2009 - June 2019 · 9 yrs 9 mos
UBS Financial Services INC.
December 1998 - October 2009 · 10 yrs 10 mos
UBS Financial Services INC.Broker
August 1990 - October 2009 · 19 yrs 2 mos
Lehman Brothers INC.Broker
February 1987 - September 1990 · 3 yrs 7 mos
John Hancock Distributors, INC.Broker
July 1984 - April 1987 · 2 yrs 9 mos
State Registrations27 states
AZCACOFLIAILINKSLAMAMDMIMNMONCNENJNYOHOKPASCSDTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.