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Gary Siano

Founders Financial Securities, LLC
42 Years of Experience
West Chester, PA
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Gary Siano is a registered investment advisor at Founders Financial Securities, LLC, based in West Chester, PA, with 42 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Business Owners, Corporate Executives, Education Planning, and 8 more. Their firm serves 9,870 clients with $4.1B in assets under management.

Founders Financial Securities, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
9,870 clients
Average Client Portfolio
$419K average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1M+1.40%

Fees vary by program and are negotiable. Maximum rates reach up to 2.75% depending on the specific program selected. The schedule reflects Private Wealth Solutions tiers; other programs charge flat percentage rates up to 2.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

535 N Church Street Ste. 202, West Chester, PA, 19380

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2005
Customer Dispute
August 2005
Denied
Customer Dispute
January 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gary is the President of Guided Wealth Management LLC, dedicating full-time hours to sales and service of insurance products. He also works as a consultant for Next Phase Financial, LLC, focusing on business succession and exit planning, dedicating minimal time.

Employment History
Current Registrations
Founders Financial Securities, LLC
September 2022 - Present · 4 yrs 1 mo
Founders Financial Securities LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Next Financial Group, INC.
July 2007 - September 2022 · 15 yrs 2 mos
Next Financial Group, INC.Broker
July 2007 - September 2022 · 15 yrs 2 mos
Brookstreet Capital Management
November 2005 - July 2007 · 1 yr 8 mos
Brookstreet Securities CorporationBroker
November 2005 - July 2007 · 1 yr 8 mos
CUNA Brokerage Services, INC.
August 2005 - September 2005 · 1 mo
CUNA Brokerage Services, INC.Broker
January 1992 - September 2005 · 13 yrs 8 mos
Commonwealth Equity Services, INC.Broker
October 1989 - December 1991 · 2 yrs 2 mos
Integrated Resources Equity CorporationBroker
June 1987 - November 1989 · 2 yrs 5 mos
First Jersey Securities, INC.Broker
June 1984 - June 1987 · 3 yrs
State Registrations31 states
ALARAZCACOCTDCDEFLGAHIIDILINMAMDMEMNMOMSNCNHNJNVNYPAPRSCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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