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John Asher

41 Years of Experience
Walnut Creek, CA
2 DisclosuresBroker

John Asher is a registered investment advisor at Morgan Stanley, based in Walnut Creek, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1333 North California Boulevard, Suite 133, Walnut Creek, CA, 94596

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History

Regulatory History (2)
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Criminal
September 1983
Final Disposition
Criminal
March 1982
Final Disposition
Other Business Activities

John is a committee member for WCPC Foundation, a board member for The Lowell Berry Foundation, a partner at Asher Family Properties LLC, and a trustee for two trusts. These activities require minimal time outside of business hours and are not insurance-related.

Employment History
Current Registrations
Morgan StanleyBroker
October 2017 - Present · 8 yrs 7 mos
Morgan Stanley
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
UBS Financial Services INC.Broker
February 2006 - October 2017 · 11 yrs 8 mos
UBS Financial Services INC.
February 2006 - October 2017 · 11 yrs 8 mos
Morgan Stanley
July 1997 - February 2006 · 8 yrs 7 mos
Morgan Stanley Dw INC.Broker
June 1984 - February 2006 · 21 yrs 8 mos
State Registrations29 states
ALARAZCACOCTDCFLGAIDILINKYMAMDMTNCNJNMNVNYORPATNTXUTVAWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.