KM
KM
Kenneth Miller
41 Years of Experience
Garden City, NY
5 DisclosuresBroker
Kenneth Miller is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2011Customer Dispute
November 2005Settled
Customer Dispute
May 2000Denied
Customer Dispute
October 1995Settled
Customer Dispute
July 1993Award / Judgment
Other Business Activities
Kenneth coaches Sting Lacrosse, a club lacrosse team that is a feeder for Everest Recruiting Consulting, spending about 10 hours per month during business hours and additional time on weekends during the summer. This activity is not investment-related.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 1993 - June 2009 · 15 yrs 9 mos
Lehman Brothers INC.Broker
June 1984 - October 1993 · 9 yrs 4 mos
State Registrations32 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.