Diane Brett
Diane Brett is a registered investment advisor at LPL Financial LLC, based in East Hartford, CT, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
361 Main Street, East Hartford, CT, 06118
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
March 2001Other Business Activities
Diane operates under the DBAs American Eagle Financial Services and American Eagle Investment Services. She provides financial and investment advice to members and non-members of American Eagle Federal Credit Union and dedicates full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Advest, INC.
Advest, INC.Broker
Compulife Investor Services, INC.Broker
Linsco/private Ledger CORP.Broker
Invest Financial CorporationBroker
E. F. Hutton & Company INCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.