Frank Germano
Frank Germano is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in North Haven, CT, with 34 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
250 State Street, Suite B-1, North Haven, CT, 06473
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Regulatory History (2)
Customer Dispute
July 2013Customer Dispute
October 2003Other Business ActivitiesSells Insurance
Frank offers tax preparation services and various fixed insurance products, including annuities, disability, long-term care, and life insurance through Germano Financial. He also owns and manages multiple LLCs through which insurance products are offered, dedicating about 10-20% of his time to these activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fs, INC.Broker
Osaic Fs, INC.
Investors Capital CORP.Broker
Investors Capital Advisory
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.