RH
ChFC
RH
ChFC

Richard Howell

37 Years of Experience
East Hartford, CT
1 DisclosureBroker

Richard Howell is a ChFC-designated registered investment advisor, based in East Hartford, CT, with 37 years of industry experience.

Location

101 East River Drive, 4th Floor, East Hartford, CT, 06108

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2000
Settled
Other Business Activities

Richard is a trustee overseeing operations for the Maj Gen Nathaniel Greene Homestead, president for historical reenactments and lectures, trustee for the John Hampden Society, and a board member for the Lexington Minutemen. These activities are not investment-related.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
August 2013 - June 2019 · 5 yrs 10 mos
Foresters Financial Services, INC.Broker
November 1988 - June 2019 · 30 yrs 7 mos
State Registrations9 states
CTFLLAMAMENHNYOHSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Howell - Financial Advisor | TrueAdvisor