RM
RM

Ronald Metcalf

39 Years of Experience
Easley, SC
7 DisclosuresBrokerSells Insurance

Ronald Metcalf is a registered investment advisor at Cetera Investment Advisers LLC, based in Easley, SC, with 39 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Easley, SC

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2023
Settled
Customer Dispute
April 2021
Settled
Customer Dispute
March 2021
Settled
Customer Dispute
July 2020
Settled
Customer Dispute
July 2020
Settled
Customer Dispute
November 2019
Settled
Customer Dispute
October 2019
Settled
Other Business ActivitiesSells Insurance

Ronald is a finance committee member at Rock Springs Baptist Church, dedicating minimal time. He is also a co-managing director at Metcalf & Associates and an independent insurance agent, each taking about a quarter of his time, and owns The Ibex Group, a financial services company, dedicating about a quarter of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
May 2000 - June 2021 · 21 yrs 1 mo
Voya Financial Advisors, INC.Broker
December 1986 - June 2021 · 34 yrs 6 mos
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ronald Metcalf - Financial Advisor | TrueAdvisor