V Kempson
V Kempson is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Sparta, NJ, with 41 years of industry experience. V is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
351 Sparta Ave, Suite 204, Sparta, NJ, 07871
Get directionsHistory
Regulatory History (2)
Regulatory
May 2017Employment Separation After Allegations
June 2016Other Business ActivitiesSells Insurance
V is a 50% partner in KT Wealth Group/Kempson & Tschopp LLC, offering insurance, financial, and estate planning services, dedicating a few hours per week. V is also a musician and has a minority ownership in an addiction treatment center, but spends no time on that.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Edmund Tschopp, CFP, ChFCOsaic Wealth, INC.
- Cal Cacciaguida, CFPSterling Financial Planning INC
- Laura Riley, ChFCMML Investors Services, LLC
- Frank Sisti, CFPSax Wealth Advisors, LLC
- Matthew Hannum, CFA, CFPSterling Financial Planning INC
- Peter Ramsay, CFPAmeriprise Financial Services, LLC