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John Howle

Arax Advisory Partners
41 Years of Experience
Dallas, TX
5 DisclosuresBroker
View SEC Summary
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John Howle is a registered investment advisor at Arax Advisory Partners, based in Dallas, TX, with 41 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 15,662 clients with $27B in assets under management.

Arax Advisory Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
15,662 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$26.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Rates generally range from 0.50% to 3.00% per year for assets under management, varying based on account size and complexity. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2101 Cedar Springs Road, Suite 1850, Dallas, TX, 75201

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2024
Settled
Employment Separation After Allegations
July 2014
Customer Dispute
December 2008
Denied
Employment Separation After Allegations
April 1987
Civil Bond
March 1987
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is a registered representative with USCA Securities, LLC since 2014 and a financial advisor/managing director with US Capital Wealth Advisors, LLC since 2021. He spends minimal time on these investment-related activities.

Employment History
Current Registrations
Arax Advisory Partners
July 2026 - Present · 3 mos
Usca Securities LLCBroker
August 2014 - Present · 12 yrs 2 mos
Previous Registrations
U.S. Capital Wealth Advisors, LLC
June 2021 - July 2026 · 5 yrs 1 mo
Usca RIA LLC
August 2014 - June 2021 · 6 yrs 10 mos
Raymond James & Associates, INC.
February 2003 - July 2014 · 11 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2002 - July 2014 · 12 yrs 5 mos
Sws Securities INC.Broker
December 2001 - February 2002 · 2 mos
May Financial CorporationBroker
April 1996 - February 2002 · 5 yrs 10 mos
Southwest Securities, INC.Broker
May 1995 - April 1996 · 11 mos
Barre & Company, IncorporatedBroker
January 1988 - June 1995 · 7 yrs 5 mos
Addison Securities, INC.Broker
May 1987 - January 1988 · 8 mos
Dean Witter Reynolds INC.Broker
August 1984 - March 1987 · 2 yrs 7 mos
State Registrations22 states
ARAZCACOFLGAKSKYMIMONCNMNVNYOHPASCTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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