John Howle
John Howle is a registered investment advisor at U.S. Capital Wealth Advisors, LLC, based in Austin, TX, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,460 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
USCWA is primarily compensated through asset-based fees, which are a percentage of the assets they manage for you. These fees generally range from 0.75% to 2.0% and are negotiable. The exact fee depends on factors like the amount of assets, the services you select, and the complexity of your portfolio. Some accounts are billed monthly based on the average daily balance, while others are billed quarterly based on quarter-end values. If external managers are used, there will usually be additional fees.
Location
300 West 6th Street, Suite 1900, Austin, TX, 78701
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2024Employment Separation After Allegations
July 2014Customer Dispute
December 2008Employment Separation After Allegations
April 1987Civil Bond
March 1987Other Business Activities
John is a registered representative with USCA Securities, LLC since 2014 and a financial advisor/managing director with US Capital Wealth Advisors, LLC since 2021. He spends minimal time on these investment-related activities.
Employment History
Current Registrations
U.S. Capital Wealth Advisors, LLC
Usca Securities LLCBroker
Previous Registrations
Usca RIA LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Sws Securities INC.Broker
May Financial CorporationBroker
Southwest Securities, INC.Broker
Barre & Company, IncorporatedBroker
Addison Securities, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.