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Molly Martinez

33 Years of Experience
Seattle, WA
1 DisclosureBroker

Molly Martinez is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Seattle, WA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

925 Fourth Ave Ste 3600, Seattle, WA, 98104

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Denied
Other Business Activities

Molly is a consultant for St. John the Evangelist Parish, overviewing the parish budget and providing advice. This activity takes minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 6 mos
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Mcadams Wright Ragen, INC.
April 2009 - November 2014 · 5 yrs 7 mos
Mcadams Wright Ragen, INC.Broker
April 2009 - November 2014 · 5 yrs 7 mos
UBS Financial Services INC.Broker
August 2006 - April 2009 · 2 yrs 8 mos
UBS Financial Services INC.
August 2006 - April 2009 · 2 yrs 8 mos
Piper Jaffray & CO.
March 1994 - August 2006 · 12 yrs 5 mos
Piper Jaffray & CO.Broker
January 1994 - August 2006 · 12 yrs 7 mos
Putnam Financial Services, INC.Broker
June 1989 - June 1990 · 1 yr
State Registrations22 states
AKAZCACOFLGAIDILKSKYMIMTNCNDNVNYORTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.