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Molly Martinez

Robert W. Baird & CO. Incorporated
33 Years of Experience
Seattle, WA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Molly Martinez is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Seattle, WA, with 33 years of industry experience. Molly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

View Full SEC Brochure

Location

601 Union Street, Suite 4700, Seattle, WA, 98101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Molly is a consultant for St. John the Evangelist Parish, overviewing the parish budget and providing advice. This activity takes minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 11 mos
Robert W. Baird & CO. Incorporated
November 2014 - Present · 11 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
November 2014 - Present · 11 yrs 11 mos
Previous Registrations
Mcadams Wright Ragen, INC.
April 2009 - November 2014 · 5 yrs 7 mos
Mcadams Wright Ragen, INC.Broker
April 2009 - November 2014 · 5 yrs 7 mos
UBS Financial Services INC.Broker
August 2006 - April 2009 · 2 yrs 8 mos
UBS Financial Services INC.
August 2006 - April 2009 · 2 yrs 8 mos
Piper Jaffray & CO.
March 1994 - August 2006 · 12 yrs 5 mos
Piper Jaffray & CO.Broker
January 1994 - August 2006 · 12 yrs 7 mos
Putnam Financial Services, INC.Broker
June 1989 - June 1990 · 1 yr
State Registrations23 states
AKALAZCACOFLGAIDILKSKYMIMTNCNDNVNYORTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Molly Martinez - Financial Advisor | TrueAdvisor