Dale Sefarian is a registered investment advisor at Hollencrest Capital Management, based in Newport Beach, CA, with 41 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 489 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 1.50% |
| $3.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10.0M - $20.0M | 0.85% |
| $20M+ | 0.75% |
Fee schedule updated effective 4/1/23, typically applied to new client relationships. HCM retains the discretion to negotiate management fees on a client-by-client basis, which include asset-based and fixed fee schedules. At the sole discretion of HCM, wealth management fee arrangements for the Firm’s senior management, employees, employee family members, and/or Friends of the Firm are negotiated, waived, or reduced, which is not made available to other Clients.
Fee Estimator
Location
100 Bayview Circle, Suite 500, Newport Beach, CA, 92660-8903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Hollencrest Capital Management
Previous Registrations
Double Eagle Partners
Hollencrest Capital Management, LLCBroker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations1 state
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