TrueAdvisor
TrueAdvisor
MD
MD

Michael Dinardo

Kestra Advisory Services, LLC
37 Years of Experience
Thousand Oaks, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Dinardo is a registered investment advisor at Kestra Advisory Services, LLC, based in Thousand Oaks, CA, with 37 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Thousand Oaks, CA

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is a managing member of 3DX Partners, an insurance business, and spends about a quarter of his time on relationship management. He is also a managing member of Kestra Advisory Services, LLC, an investment advisory firm, dedicating full-time hours to relationship management.

Employment History
Current Registrations
Kestra Advisory Services, LLC
February 2022 - Present · 4 yrs 8 mos
Kestra Investment Services, LLC
February 2022 - Present · 4 yrs 8 mos
Kestra Investment Services, LLCBroker
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2014 - December 2021 · 7 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - December 2021 · 10 yrs 11 mos
Wells Fargo Investments, LLCBroker
September 2010 - January 2011 · 4 mos
NFP Securities, INC.Broker
August 2005 - September 2010 · 5 yrs 1 mo
The Leaders Group, INC.Broker
December 2004 - August 2005 · 8 mos
Grant Bettingen, INC.Broker
September 1992 - June 2000 · 7 yrs 9 mos
Intersecurities, INC.Broker
April 1991 - September 1992 · 1 yr 5 mos
Pw Securities, INC.Broker
November 1989 - April 1991 · 1 yr 5 mos
State Bond Sales CorporationBroker
August 1984 - November 1989 · 5 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Thousand Oaks, CA →All financial advisors in California →