Thomas Mazzara
Thomas Mazzara is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 40 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
40 Wall Street, New York, NY, 10005
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2025Customer Dispute
June 2005Other Business ActivitiesSells Insurance
Thomas is a statutory agent for multiple insurance companies, selling group life and group health insurance since 2009. This activity takes about 10-20% of his time.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Lantern Investments, INC.Broker
Ryan Beck & CO.Broker
Bishop, Rosen & CO., INC.Broker
Josephthal & CO., INC.Broker
Josephthal & CO., INC.Broker
Hanifen, Imhoff Securities CORP.Broker
Moore & Schley, Cameron & CO.Broker
Rooney, Pace INC.Broker
Broadchild Securities CORP.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.