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Elizabeth Tavel

A.G.P / Alliance Global Partners
28 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Elizabeth Tavel is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 28 years of industry experience. Elizabeth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

590 Madison Avenue, 28th Floor, New York, NY, 10022

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2022
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Elizabeth is the founder of Tavel Financial, a real estate rental property and business development company, since 2010. She dedicates minimal time to this business.

Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
February 2023 - Present · 3 yrs 8 mos
A.G.P / Alliance Global Partners
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Aegis Capital CORP.
February 2023 - March 2023 · 1 mo
Aegis Capital CORP.Broker
January 2023 - March 2023 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2017 - November 2022 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2017 - November 2022 · 5 yrs 2 mos
Pruco Securities, LLC.Broker
August 2017 - September 2017 · 1 mo
Morgan Stanley
September 2009 - December 2013 · 4 yrs 3 mos
Morgan StanleyBroker
August 2009 - May 2017 · 7 yrs 9 mos
Capstone InvestmentsBroker
January 2009 - April 2009 · 3 mos
Calyon Securities (USA) INCBroker
October 2005 - September 2008 · 2 yrs 11 mos
Deutsche Bank Securities INC.Broker
September 2000 - December 2004 · 4 yrs 3 mos
Painewebber IncorporatedBroker
October 1996 - January 1999 · 2 yrs 3 mos
Prudential Securities IncorporatedBroker
July 1994 - February 1996 · 1 yr 7 mos
Oppenheimer & CO., INC.Broker
May 1993 - May 1994 · 1 yr
State Registrations15 states
AZCACOCTDCFLILINMAMONCNJNYORVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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