Elizabeth Tavel
Elizabeth Tavel is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 28 years of industry experience. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
590 Madison Avenue, 28th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2022Other Business Activities
Elizabeth is the founder of Tavel Financial, a real estate rental property and business development company, since 2010. She dedicates minimal time to this business.
Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
A.G.P / Alliance Global Partners
Previous Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pruco Securities, LLC.Broker
Morgan Stanley
Morgan StanleyBroker
Capstone InvestmentsBroker
Calyon Securities (USA) INCBroker
Deutsche Bank Securities INC.Broker
Painewebber IncorporatedBroker
Prudential Securities IncorporatedBroker
Oppenheimer & CO., INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.