Neal Waner is a CFP-designated registered investment advisor at LPL Financial LLC, based in Redlands, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 E State St Ste 530, Redlands, CA, 92373
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2003Customer Dispute
November 2002Other Business Activities
Neal is the chair of the board and chair of the investment committee, and a member of the audit committee for the San Bernardino County Employees' Retirement Assn. He also runs for public office, operates under the DBAs Stout, Payne, Waner and Matson Waner Wealth Management, and owns rental real estate property, dedicating about 10-20% of his time to running for office.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Sentra Securities CORP
Sentra Securities CorporationBroker
The Perkins GroupBroker
Kavanaugh Securities, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations43 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.