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Barrick Smart

LPL Financial LLC
49 Years of Experience
Redlands, CA
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Barrick Smart is a registered investment advisor at LPL Financial LLC, based in Redlands, CA, with 49 years of industry experience. Barrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

205 E. State Street, Redlands, CA, 92373

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Settled
Customer Dispute
March 2003
Settled
Regulatory
May 2000
Final
Regulatory
February 1993
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Barrick is the President and Chief Investment Officer of Smart Investments Advisory Incorporated, a Registered Investment Advisor. He is also an agent for accident & health, life, and variable insurance, an officer managing real estate investments and rentals for Smart Co, LLC, a member of Mountain Sunrise Rotary, and a board member/treasurer for Mountains Community Hospital.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2025 - Present · 1 yr 4 mos
Smart Investments Advisory Incorporated
December 2006 - Present · 19 yrs 10 mos
Previous Registrations
LPL Financial LLC
November 2025 - January 2026 · 2 mos
Western International Securities, INC.Broker
June 2020 - June 2025 · 5 yrs
Wbb Securities, LLCBroker
December 2006 - June 2020 · 13 yrs 6 mos
Wbb Securities, LLC
December 2006 - August 2008 · 1 yr 8 mos
Seidler Investment Advisors Incorporated
April 2001 - December 2006 · 5 yrs 8 mos
Hagerty Stewart & Associates LLCBroker
February 2001 - December 2003 · 2 yrs 10 mos
The Seidler Companies IncorporatedBroker
December 2000 - December 2006 · 6 yrs
Hagerty, Stewart & Associates, INC.Broker
October 1994 - January 2001 · 6 yrs 3 mos
Great American Securities INC.Broker
August 1982 - October 1994 · 12 yrs 2 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
November 1976 - July 1982 · 5 yrs 8 mos
State Registrations26 states
AZCACOFLGAIDINKSLAMDMIMNMONCNMNVOHORPASCSDTNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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