Barrick Allyn Smart

LPL Financial LLC

49 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning

LPL Financial LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

26657 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Location

205 E. State Street, Redlands, CA, 92373

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2016

Settled

Customer Dispute

March 2003

Settled

Regulatory

May 2000

Final

Regulatory

February 1993

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Barrick is the President and Chief Investment Officer of Smart Investments Advisory Incorporated, a Registered Investment Advisor. He is also an agent for accident & health, life, and variable insurance, an officer managing real estate investments and rentals for Smart Co, LLC, a member of Mountain Sunrise Rotary, and a board member/treasurer for Mountains Community Hospital.