Barrick Smart
Barrick Smart is a registered investment advisor at LPL Financial LLC, based in Redlands, CA, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
205 E. State Street, Redlands, CA, 92373
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2016Customer Dispute
March 2003Regulatory
May 2000Regulatory
February 1993Other Business ActivitiesSells Insurance
Barrick is the President and Chief Investment Officer of Smart Investments Advisory Incorporated, a Registered Investment Advisor. He is also an agent for accident & health, life, and variable insurance, an officer managing real estate investments and rentals for Smart Co, LLC, a member of Mountain Sunrise Rotary, and a board member/treasurer for Mountains Community Hospital.
Employment History
Current Registrations
LPL Financial LLCBroker
Smart Investments Advisory Incorporated
Previous Registrations
LPL Financial LLC
Western International Securities, INC.Broker
Wbb Securities, LLCBroker
Wbb Securities, LLC
Seidler Investment Advisors Incorporated
Hagerty Stewart & Associates LLCBroker
The Seidler Companies IncorporatedBroker
Hagerty, Stewart & Associates, INC.Broker
Great American Securities INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.