Frederick Woolley
Frederick Woolley is a CFP-designated registered investment advisor at LPL Financial LLC, based in Redlands, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 E State St Ste 504, Ste. 504, Redlands, CA, 92373
Get directionsHistory
Regulatory History (5)
Regulatory
August 1998Regulatory
July 1998Regulatory
November 1996Employment Separation After Allegations
May 1995Regulatory
February 1995Other Business ActivitiesSells Insurance
Frederick is an agent for accident & health, life, and variable insurance products. He also works as a counselor for Epic Estate Plans, assisting clients with estate planning documents.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Financial West Group
Financial West GroupBroker
Sunpoint Securities, INC.Broker
Titan/value Equities Group, INC.Broker
Capital Alliance Investments IncorporatedBroker
Anchor National Financial Services, INC.Broker
Manequity, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.