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Deborah Haydis

41 Years of Experience
Fallbrook, CA
1 DisclosureBrokerSells Insurance

Deborah Haydis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fallbrook, CA, with 41 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

414 S Main Ave, Fallbrook, CA, 92028

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Denied
Other Business ActivitiesSells Insurance

Deborah owns numerous real estate properties, including single-family homes, multi-family units, and land, some of which are investment-related. Deborah also works as an independent insurance broker with multiple companies.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1997 - Present · 28 yrs 5 mos
Ameriprise Financial Services, LLC
October 1984 - Present · 41 yrs 7 mos
Ameriprise Financial Services, LLCBroker
October 1984 - Present · 41 yrs 7 mos
Previous Registrations
Ids Securities CORP.Broker
August 1986 - December 1986 · 4 mos
Ids Financial Services INC.Broker
October 1984 - December 1986 · 2 yrs 2 mos
State Registrations24 states
AZCACOFLGAHIIDILINMNMTNCNMNVNYOKORPASCTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deborah Haydis - Financial Advisor | TrueAdvisor