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Deborah Haydis

Ameriprise Financial Services, LLC
41 Years of Experience
Fallbrook, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Deborah Haydis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fallbrook, CA, with 41 years of industry experience. Deborah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

414 S Main Ave, Fallbrook, CA, 92028

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Deborah owns numerous real estate properties, including single-family homes, multi-family units, and land, some of which are investment-related. Deborah also works as an independent insurance broker with multiple companies.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 1997 - Present · 28 yrs 10 mos
Ameriprise Financial Services, LLC
October 1984 - Present · 42 yrs
Ameriprise Financial Services, LLCBroker
October 1984 - Present · 42 yrs
Previous Registrations
Ids Securities CORP.Broker
August 1986 - December 1986 · 4 mos
Ids Financial Services INC.Broker
October 1984 - December 1986 · 2 yrs 2 mos
State Registrations24 states
AZCACOFLGAHIIDILINMNMTNCNMNVNYOKORPASCTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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