Mark Erwin
Mark Erwin is a ChFC-designated registered investment advisor at Kestra Advisory Services, LLC, based in Fallbrook, CA, with 27 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 97,702 clients with $60B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kestra Advisory Services' (Kestra AS) fees for managing your investments are a percentage of the value of your portfolio, up to a maximum of 2.5% per year. The exact percentage is determined by your advisor based on factors like the size of your account, the type of account (e.g., retirement), the services you receive, and the platform you choose. These fees are negotiable.
Kestra AS offers different advisory platforms with varying program fees that are deducted from the client fee you negotiate with your advisor. These platforms include AdvisorEnterprise, Horizon, and AdvisorChoice. Each platform has different features, costs, and minimum account sizes.
There are also third-party managed solutions available through platforms like Focus Partners Advisor Solutions, Symmetry Partners, SEI and AssetMark.
Location
Fallbrook, CA
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2023Customer Dispute
November 2012Other Business ActivitiesSells Insurance
Mark sells fixed insurance products since 2008 and is the President and Owner of Erwin Financial Corporation since 2006, dedicating full-time hours to the latter. He also acts as a speaker and patient advocate for Astra Zeneca and Ionis Pharmaceuticals, dedicating minimal time to these roles.
Employment History
Current Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Northwestern Mutual Investment Services, LLCBroker
Robert W. Baird & CO. IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.