Chad Wauschek is a CFP-designated registered investment advisor at Pathway Advisors, LLC, based in Fallbrook, CA, with 8 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 113 clients with $58M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $500K | 1.00% |
| $500K - $1.0M | 0.85% |
| $1.0M - $2.0M | 0.65% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.25% |
Fee schedule is a straight tier, based on the value of the client's assets under management. At Pathway Advisors' discretion, they may combine the account values of family members living in the same household to determine the applicable advisory fee.
Fee Estimator
Location
1595 South Mission Road, Fallbrook, CA, 92028
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chad is a partner at Cwick, APC, Tax & Accounting Services since 2016, dedicating nearly all of his time to this role. He is also a partner at Dunlap, Wauschek & Elfarra CPAs (dba Pathway Consulting Group) since 2012, spending minimal time there, and a self-employed real estate salesperson since 2015, but spends no time on that activity.
Employment History
Current Registrations
Pathway Advisors, LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Genworth Financial Advisers Corporation
Genworth Financial Securities CorporationBroker
State Registrations1 state
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