Carol Doran-Timmins
Carol Doran-Timmins is a registered investment advisor at Morgan Stanley, based in Red Bank, NJ, with 41 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
20 Linden Place, Red Bank, NJ, 07701
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Regulatory History (1)
Customer Dispute
May 2009Other Business Activities
Carol maintains a qualified license as a FINRA arbitrator, though she is not currently active. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Morgan Stanley
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
UBS Financial Services INC.Broker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Prudential-Bache Securities INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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