CD
CD
Carol Doran-Timmins
41 Years of Experience
Barnegat, NJ
1 DisclosureBroker
Carol Doran-Timmins is a registered investment advisor at Morgan Stanley, based in Barnegat, NJ, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Barnegat, NJ
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Regulatory History (1)
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Customer Dispute
May 2009Settled
Other Business Activities
Carol maintains a qualified license as a FINRA arbitrator, though she is not currently active. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Morgan Stanley
January 2016 - Present · 10 yrs 4 mos
Morgan Stanley
January 2016 - Present · 10 yrs 4 mos
Morgan StanleyBroker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - January 2016 · 3 yrs 3 mos
J.P. Morgan Securities LLC
October 2012 - January 2016 · 3 yrs 3 mos
Chase Investment Services CORP.
May 2012 - October 2012 · 5 mos
Chase Investment Services CORP.Broker
May 2012 - October 2012 · 5 mos
UBS Financial Services INC.Broker
August 2010 - May 2012 · 1 yr 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
November 1984 - June 2009 · 24 yrs 7 mos
Prudential-Bache Securities INC.Broker
September 1984 - October 1984 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.