Brett Grimes
Brett Grimes is a registered investment advisor at Wells Fargo Advisors, based in Santa Barbara, CA, with 41 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3660 State St, Santa Barbara, CA, 93105
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2011Other Business Activities
Brett has ownership stakes in several LLCs and partnerships related to real estate investments, dedicating minimal time to each. He also serves on the City of Santa Barbara Airport Commission, spending a few hours per week attending meetings and advising the city council.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Shearson Lehman Hutton INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
R. H. Moulton & CO.Broker
B.O.C.L. Securities CORP.Broker
Coastal Securities CorporationBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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