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CFP
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CFP

Gregory Smith

Keystone Financial Group, LLC
40 Years of Experience
Louisville, KY
Broker
View SEC Summary
View SEC Summary

Gregory Smith is a CFP-designated registered investment advisor at Keystone Financial Group, LLC, based in Louisville, KY, with 40 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 6,628 clients with $2.3B in assets under management.

Keystone Financial Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
6,628 clients
Average Client Portfolio
$353K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range between 0.25% and 2.00% depending on the services, account size, and representative. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6013 Brownsboro Park Blvd, Suite A, Louisville, KY, 40207

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory is associated with Centris Wealth Management, LLC, a DBA for Keystone Financial Group, since 2019. This investment-related activity takes about half of his time.

Employment History
Current Registrations
Keystone Financial Group, LLC
February 2024 - Present · 2 yrs 8 mos
LPL Financial LLCBroker
October 2010 - Present · 16 yrs
Previous Registrations
LPL Financial LLC
April 2025 - July 2026 · 1 yr 3 mos
LPL Financial LLC
October 2010 - May 2024 · 13 yrs 7 mos
Bb&t Investment Services, INC.Broker
January 2009 - June 2009 · 5 mos
Bb&t Investment Services, INC.
January 2009 - June 2009 · 5 mos
Bb&t Investment Services, INC.
March 2006 - December 2008 · 2 yrs 9 mos
Bb&t Investment Services, INC.Broker
March 2006 - December 2008 · 2 yrs 9 mos
Fifth Third Securities, INC.
February 2006 - March 2006 · 1 mo
Fifth Third Securities, INC.Broker
July 2005 - March 2006 · 8 mos
Brookstone Securities, INC.Broker
May 1986 - December 2005 · 19 yrs 7 mos
Brewer Smith Securities CO.Broker
February 1985 - April 1986 · 1 yr 2 mos
E.A.C. Securities, LTD.Broker
September 1984 - February 1985 · 5 mos
State Registrations7 states
ALFLINKYOHPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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