Jonathan Upton
Jonathan Upton is a CFP-designated registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6013 Brownsboro Park Blvd, Suite A, Louisville, KY, 40207-1293
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2024Customer Dispute
December 2023Customer Dispute
November 2019Customer Dispute
May 2019Customer Dispute
May 2008Other Business Activities
Jonathan uses Frontsight Financial, LLC as a personal LLC for tax purposes, dedicating minimal time. He also provides investment advisory services through Keystone Financial Group LLC, an independent investment advisor firm, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLC
Keystone Financial Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLC
Natcity Investments, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.