Joseph Smith
Joseph Smith is a CFP-designated registered investment advisor at Keystone Financial Group, LLC, based in Louisville, KY, with 28 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 6,628 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees range between 0.25% and 2.00% depending on the services, account size, and representative. Fees are negotiable.
Fee Estimator
Location
6013 Brownsboro Park Blvd, Suite A, Louisville, KY, 40207
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is associated with Horizon Wealth Management, LLC as a DBA for LPL business and as a Registered Investment Advisor, spending a few hours per week on these activities. He also has a non-variable insurance business and GS Financial Planning LLC for tax/investment purposes.
Employment History
Current Registrations
Keystone Financial Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Stratos Wealth Partners, LTD
Horizon Wealth Management, LLC
LPL Financial LLC
Fifth Third Securities, INC.Broker
Fifth Third Securities, INC.
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.Broker
Natcity Investments, INC.
State Farm Vp Management CORP.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Natcity Insurance Services, INC.Broker
Natcity Investments, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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