Joseph Smith
Joseph Smith is a CFP-designated registered investment advisor at Keystone Financial Group, LLC, based in New Albany, IN, with 27 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,508 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Keystone Financial Group offers asset management services where fees are based on a percentage of the value of your portfolio, ranging from 0.25% to 2.00% per year. These fees are negotiable based on factors like the type of client, complexity, and the amount invested. Fees are billed quarterly in advance. Keystone Financial Group also offers the Keystone Wealth Managed Asset Program (KEYMAP), with similar fee ranges and billing practices. KEYMAP accounts can be either wrap fee (KEYMAP Program II) or non-wrap fee (KEYMAP Program I), affecting how transaction costs are handled.
Location
222 E Market St, New Albany, IN, 47150
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is associated with Horizon Wealth Management, LLC as a DBA for LPL business and as a Registered Investment Advisor, spending a few hours per week on these activities. He also has a non-variable insurance business and GS Financial Planning LLC for tax/investment purposes.
Employment History
Current Registrations
Keystone Financial Group, LLC
LPL Financial LLC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
Horizon Wealth Management, LLC
LPL Financial LLC
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
PNC InvestmentsBroker
PNC Investments
Natcity Investments, INC.Broker
Natcity Investments, INC.
State Farm Vp Management CORP.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Natcity Insurance Services, INC.Broker
Natcity Investments, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.