Colin Rath
Colin Rath is a registered investment advisor at Ameriprise Financial Services, LLC, based in Red Bank, NJ, with 40 years of industry experience. Colin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
141 W Front St Ste 140, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2010Customer Dispute
June 1993Other Business Activities
Colin serves as Treasurer on the Board of Directors for Rath, attending virtual meetings. This activity requires minimal time.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Tucker Anthony IncorporatedBroker
Gruntal & CO., L.L.C.Broker
Jw Charles Securities,inc.Broker
Jw Charles Securities, INC.Broker
Reich & CO., INC.Broker
Global America IncorporatedBroker
Dean Witter Reynolds INC.Broker
Huberman Securities CORP.Broker
Allied Capital Group, INC.Broker
Graystone Nash, INC.Broker
First Jersey Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.