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Alison Mcgowan
33 Years of Experience
Melville, NY
1 DisclosureBroker
Alison Mcgowan is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
510 Broadhollow Rd., Ste 209, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2022Denied
Other Business Activities
Alison is a board member of the American St Boniface Society, a Catholic charity organization, since 2000. This requires minimal time commitment.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2024 - Present · 2 yrs
Wells Fargo Advisors
May 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Advisors
July 2021 - May 2024 · 2 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - May 2024 · 16 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
May 1993 - January 2008 · 14 yrs 8 mos
David Lerner Associates, INC.Broker
February 1993 - May 1993 · 3 mos
State Registrations13 states
CADEFLMAMDMINCNJNYOHPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.