JH
JH
James Hughes
26 Years of Experience
Melville, NY
1 DisclosureBroker
James Hughes is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
401 Broadhollow Rd, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2003Denied
Other Business Activities
James has ownership stakes in Stone Manor Capital Corp, Ganze Kaufer & Hughes, and FMRG Holdings, LLC. These activities are investment-related and require minimal time commitments.
Employment History
Current Registrations
Wells Fargo Advisors
June 2009 - Present · 16 yrs 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
September 2002 - July 2009 · 6 yrs 10 mos
UBS Financial Services INC.Broker
July 1999 - July 2009 · 10 yrs
Citicorp Investment ServicesBroker
May 1999 - February 2000 · 9 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.