Philip Pappas
Philip Pappas is a registered investment advisor at Wells Fargo Advisors, based in Melville, NY, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
401 Broadhollow Rd, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2007Other Business Activities
Philip is a co-trustee for the Dichter/Pappas Partnership 401k and the Dichter/Pappas Partnership 401k FBO Associate, and owns 100% of Dichter Pappas Group Inc. and 8.33% of FMRG Holdings, LLC, dedicating minimal time to these activities.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
UBS Financial Services INC.Broker
Duke & CO., INC.Broker
Investors Associates, INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.