JC
JC

John Ciaramitaro

40 Years of Experience
Dallas, TX
Broker

John Ciaramitaro is a registered investment advisor at Rockefeller Capital Management, based in Dallas, TX, with 40 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

300 Crescent Court, Suite 1450, Dallas, TX, 75201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rockefeller Capital Management
August 2024 - Present · 1 yr 9 mos
Rockefeller Financial LLCBroker
July 2019 - Present · 6 yrs 10 mos
Rockefeller Financial LLC
July 2019 - Present · 6 yrs 10 mos
Rockefeller Capital Management
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2014 - June 2019 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2014 - June 2019 · 4 yrs 9 mos
Morgan Stanley
June 2009 - August 2014 · 5 yrs 2 mos
Morgan StanleyBroker
June 2009 - August 2014 · 5 yrs 2 mos
Citigroup Global Markets INC.Broker
August 2006 - June 2009 · 2 yrs 10 mos
Citigroup Global Markets INC.
August 2006 - June 2009 · 2 yrs 10 mos
UBS Financial Services INC.
July 1997 - August 2006 · 9 yrs 1 mo
UBS Financial Services INC.Broker
January 1997 - August 2006 · 9 yrs 7 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
November 1992 - February 1997 · 4 yrs 3 mos
Great Western Financial Securities CorporationBroker
August 1988 - October 1992 · 4 yrs 2 mos
Sutro & CO. IncorporatedBroker
January 1987 - August 1988 · 1 yr 7 mos
Thomson Mckinnon Securities INC.Broker
December 1985 - January 1987 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Ciaramitaro - Financial Advisor | TrueAdvisor