Sandra Carrithers
Sandra Carrithers is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Florham Park, NJ, with 37 years of industry experience. Sandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
500 Campus Dr Ste 300, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sandra owns and rents a beach house called Sandy's Way, which is not investment related and requires minimal time. She may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Proequities, INC.Broker
Cantor Fitzgerald & CO.Broker
Sterne, Agee & Leach, INC.Broker
Ryan Beck & CO.Broker
Sterne, Agee & Leach, INC.Broker
Citigroup Global Markets INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Chase Securities, INC.Broker
Rodman & Renshaw INC.Broker
Painewebber IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.