Edward Putnoky is a registered investment advisor, based in Columbus, OH, with 38 years of industry experience.
Location
1525 Bethel Rd, Suite 200, Columbus, OH, 43220
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Edward owns Monarch Financial Group, an insurance agency, and dedicates minimal time to insurance sales. He is a life and health agent working with various insurance companies since 2017.
Employment History
Current Registrations
Sigma Financial CorporationBroker
February 2016 - Present · 10 yrs 5 mos
Spc
February 2016 - Present · 10 yrs 5 mos
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
January 2015 - February 2016 · 1 yr 1 mo
Sterne Agee Financial Services, INC.Broker
September 2014 - February 2016 · 1 yr 5 mos
Sterne Agee Investment Advisor Services, INC.
November 2000 - January 2015 · 14 yrs 2 mos
Wrp Investments, INC.Broker
July 1996 - September 2014 · 18 yrs 2 mos
Washington Square Securities, INC.Broker
August 1995 - August 1996 · 1 yr
Reliastar Financial Marketing CORP.Broker
April 1992 - August 1995 · 3 yrs 4 mos
Vestax Securities CorporationBroker
October 1991 - December 1991 · 2 mos
Mutual Benefit Financial Service CompanyBroker
March 1989 - March 1991 · 2 yrs
Pruco Securities CorporationBroker
September 1988 - December 1988 · 3 mos
The Prudential Insurance Company of AmericaBroker
September 1988 - December 1988 · 3 mos
American Express Financial Advisors INC.Broker
September 1985 - March 1988 · 2 yrs 6 mos
Ids Financial Services INC.Broker
September 1985 - December 1986 · 1 yr 3 mos
State Registrations2 states
FLOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.