Maarten Rietveld
Maarten Rietveld is a registered investment advisor at LPL Financial LLC, based in Santa Monica, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Santa Monica, CA
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Regulatory History (1)
Customer Dispute
June 2005Other Business ActivitiesSells Insurance
Maarten is involved in several business activities, including non-variable life insurance sales through Pinnacle Insurance and Financial Services, taking minimal time. He also operates under DBAs for his LPL business: Perennial Financial Services, LLC (nearly full-time) and Business Owner Succession Strategies (about a quarter of his time), and Perennial Legacy Insurance Solutions (a few hours per week).
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Planvest Financial, INC.
Nationwide Securities, LLCBroker
Nationwide Securities, LLC
1717 Capital Management Company
1717 Capital Management CompanyBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Suntrust Securities, INC.
Suntrust Securities, INC.Broker
Crestar Securities CorporationBroker
Baltimore Bancorp Investment Services, INC.Broker
Citicorp Investment ServicesBroker
Invest Financial CorporationBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.