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CFP

Garrett Oczachowski

LPL Financial LLC
27 Years of Experience
Santa Monica, CA
Broker
View SEC Summary
View SEC Summary

Garrett Oczachowski is a CFP-designated registered investment advisor at LPL Financial LLC, based in Santa Monica, CA, with 27 years of industry experience. Garrett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

401 Wilshire Blvd Fl 12 Pmb 36, Santa Monica, CA, 90401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Garrett operates Noble Traditions Wealth as a DBA for his LPL business, dedicating full-time hours to it. He also spends minimal time per month with Cavalier Associates, an investment-related business.

Employment History
Current Registrations
LPL Financial LLC
April 2024 - Present · 2 yrs 6 mos
LPL Financial LLCBroker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - April 2024 · 11 yrs 6 mos
J.P. Morgan Securities LLC
October 2012 - April 2024 · 11 yrs 6 mos
Chase Investment Services CORP.Broker
May 2009 - October 2012 · 3 yrs 5 mos
Chase Investment Services CORP.
May 2009 - October 2012 · 3 yrs 5 mos
Wamu Investments, INC.
September 2006 - May 2009 · 2 yrs 8 mos
Wamu Investments, INC.Broker
October 2002 - May 2009 · 6 yrs 7 mos
American Express Financial Advisors, INC.
October 2001 - September 2002 · 11 mos
American Express Financial Advisors INC.Broker
March 2000 - September 2002 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
March 2000 - September 2002 · 2 yrs 6 mos
American Express Financial Advisors INC.Broker
December 1998 - October 1999 · 10 mos
Ids Life Insurance CompanyBroker
December 1998 - October 1999 · 10 mos
State Registrations9 states
CADEGAIAILMNMONYOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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