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Christopher Fuchs

31 Years of Experience
Santa Monica, CA
2 DisclosuresBrokerSells Insurance

Christopher Fuchs is a registered investment advisor at LPL Financial LLC, based in Santa Monica, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Santa Monica, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Settled
Customer Dispute
October 1997
Denied
Other Business ActivitiesSells Insurance

Christopher passed his property and casualty insurance license in 2009 with the intent of writing non-variable insurance policies.

Employment History
Current Registrations
LPL Financial LLC
January 2002 - Present · 24 yrs 4 mos
LPL Financial LLCBroker
January 2002 - Present · 24 yrs 4 mos
Previous Registrations
UBS Painewebber INC.Broker
May 2000 - January 2002 · 1 yr 8 mos
Sutro & CO. IncorporatedBroker
December 1995 - May 2000 · 4 yrs 5 mos
Dean Witter Reynolds INC.Broker
July 1994 - November 1995 · 1 yr 4 mos
State Registrations12 states
AZCACOFLHILAMONMORTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Fuchs - Financial Advisor | TrueAdvisor