TrueAdvisor
TrueAdvisor
JO
JO

Joseph O'loughlin

LPL Financial LLC
40 Years of Experience
Waltham, MA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Joseph O'loughlin is a registered investment advisor at LPL Financial LLC, based in Waltham, MA, with 40 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 5th Ave, Suite 4010, Waltham, MA, 02451

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joseph operates his LPL business through Integrated Financial Partners and Integrated Wealth Concepts, LLC. He dedicates full-time hours to providing investment advisory services through Integrated Wealth Concepts, LLC, and spends minimal time on non-variable insurance.

Employment History
Current Registrations
LPL Financial LLC
December 2017 - Present · 8 yrs 10 mos
Integrated Wealth Concepts LLC
December 2017 - Present · 8 yrs 10 mos
LPL Financial LLCBroker
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
LPL Financial LLC
February 2018 - September 2018 · 7 mos
Wells Fargo Clearing Services, LLCBroker
February 2013 - December 2017 · 4 yrs 10 mos
Wells Fargo Clearing Services, LLC
February 2013 - December 2017 · 4 yrs 10 mos
Oppenheimer & CO. INC.
September 2009 - February 2013 · 3 yrs 5 mos
Oppenheimer & CO. INC.Broker
September 2009 - February 2013 · 3 yrs 5 mos
Credit Suisse Securities (USA) LLC
April 2008 - September 2009 · 1 yr 5 mos
Credit Suisse Securities (USA) LLCBroker
August 2007 - September 2009 · 2 yrs 1 mo
Bear, Stearns & CO. INC.Broker
October 2003 - August 2007 · 3 yrs 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 1997 - November 2003 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1997 - November 2003 · 6 yrs 2 mos
Advest, INC.Broker
September 1994 - September 1997 · 3 yrs
D. Blech & Company, IncorporatedBroker
November 1993 - August 1994 · 9 mos
Advest, INC.Broker
October 1990 - November 1993 · 3 yrs 1 mo
Lehman Brothers INC.Broker
January 1986 - November 1990 · 4 yrs 10 mos
State Registrations17 states
CACTDCFLILMAMEMINHNJNYORPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Waltham, MA →All financial advisors in Massachusetts →