Susan Quigley
Susan Quigley is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Garden City, NY, with 33 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Garden City, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Susan is an agent selling insurance products through Avantax, and she dedicates minimal time to this. She also spends nearly full-time working at Squigley Financial LLC, providing investment advice, financial planning services, insurance, annuities, and mortgages.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
Citicorp Investment ServicesBroker
First Investors CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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