IA
IA
Ira Aguado
38 Years of Experience
Garden City, NY
4 DisclosuresBroker
Ira Aguado is a registered investment advisor at Cetera Investment Advisers LLC, based in Garden City, NY, with 38 years of industry experience. Ira operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1325 Franklin Avenue; Suite 255, Garden City, NY, 11530
Get directionsHistory
Regulatory History (4)
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Customer Dispute
April 2016Denied
Customer Dispute
January 2005Settled
Regulatory
March 2003Final
Employment Separation After Allegations
January 2002Other Business Activities
Ira is the owner of Aguado Capital Management, a DBA for Cetera Business.
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2021 - Present · 5 yrs
Cetera Investment Services LLC
April 2020 - Present · 6 yrs 1 mo
Cetera Investment Services LLCBroker
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
September 2008 - April 2020 · 11 yrs 7 mos
Essex National Securities, INC.Broker
June 2006 - September 2008 · 2 yrs 3 mos
Pfic Securities CorporationBroker
October 2005 - June 2006 · 8 mos
Fiserv Investor Services, INC.Broker
April 2004 - October 2005 · 1 yr 6 mos
Pfic Securities CorporationBroker
December 2002 - April 2004 · 1 yr 4 mos
Wm Financial Services, INC.Broker
May 2002 - January 2003 · 8 mos
Dime Securities, INC.Broker
February 2002 - May 2002 · 3 mos
Essex National Securities, INC.Broker
November 1997 - January 2002 · 4 yrs 2 mos
Guardian Investor Services CorporationBroker
February 1996 - November 1997 · 1 yr 9 mos
Mony Securities CORP.Broker
May 1994 - December 1995 · 1 yr 7 mos
Nylife Securities INC.Broker
September 1987 - March 1994 · 6 yrs 6 mos
State Registrations11 states
CACTFLINMNNCNJNYPASCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.