Gale Brodie is a registered investment advisor, based in Woodbury, NY, with 40 years of industry experience.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gale serves as a trustee and financial advisor for the Arthur & Marilyn Hughes trust since 2020. This investment-related activity takes about 10-20% of Gale's time.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
August 2025 - Present · 1 yr 1 mo
Vanderbilt Advisory Services
August 2025 - Present · 1 yr 1 mo
Previous Registrations
Centaurus Financial, INC.Broker
July 2025 - September 2025 · 2 mos
Centaurus Financial, INC.
July 2025 - September 2025 · 2 mos
Vanderbilt Securities, LLCBroker
July 2021 - July 2025 · 4 yrs
Vanderbilt Advisory Services
July 2021 - July 2025 · 4 yrs
Founders Financial Securities LLCBroker
October 2017 - July 2021 · 3 yrs 9 mos
Founders Financial Securities, LLC
October 2017 - July 2021 · 3 yrs 9 mos
Waddell & ReedBroker
December 2013 - October 2017 · 3 yrs 10 mos
Waddell & Reed
December 2013 - October 2017 · 3 yrs 10 mos
Metlife Securities INC.
December 2010 - December 2013 · 3 yrs
Metlife Securities INC.Broker
November 2010 - December 2013 · 3 yrs 1 mo
LPL Financial CorporationBroker
September 2009 - November 2010 · 1 yr 2 mos
LPL Financial Corporation
September 2009 - November 2010 · 1 yr 2 mos
Associated Planners Investment Advisory INC
November 2008 - September 2009 · 10 mos
Associated Securities CORP.
November 2008 - September 2009 · 10 mos
Associated Securities CORP.Broker
November 2008 - September 2009 · 10 mos
Fsc Securities Corporation
October 2007 - November 2008 · 1 yr 1 mo
Fsc Securities CorporationBroker
April 2003 - November 2008 · 5 yrs 7 mos
Morgan Stanley
August 1998 - November 2002 · 4 yrs 3 mos
Morgan Stanley Dw INC.Broker
May 1998 - November 2002 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - May 1998 · 3 yrs 4 mos
Dean Witter Reynolds INC.Broker
December 1984 - January 1995 · 10 yrs 1 mo
State Registrations6 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.