Kathleen Roat
Kathleen Roat is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Orlando, FL, with 41 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1115 Edgewater Drive, Orlando, FL, 32804
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen owns Kathleen Roat & Company Inc., where she sells and services annuity, long-term care, accident/health, and disability income insurance products, as well as identity theft insurance, dedicating about 10-20% of her time. She also prepares and files business and personal tax returns, spending about a quarter of her time on this activity, and owns KRWEBB LLC, a rental property, spending minimal time on it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Lincoln Financial Securities CorporationBroker
State Registrations10 states
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