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Robert Thrift
31 Years of Experience
Orlando, FL
2 DisclosuresBroker
Robert Thrift is a registered investment advisor at Cetera Investment Advisers LLC, based in Orlando, FL, with 31 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Orlando, FL
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
January 2012Customer Dispute
February 2008Closed-No Action
Employment History
Current Registrations
Cetera Investment Advisers LLC
April 2023 - Present · 3 yrs 3 mos
Cetera Wealth Services, LLCBroker
November 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Summit Financial Group INC
December 2019 - May 2021 · 1 yr 5 mos
Ameriprise Financial Services, INC.
August 2010 - December 2019 · 9 yrs 4 mos
Ameriprise Financial Services, INC.Broker
July 2010 - December 2019 · 9 yrs 5 mos
Securian Financial Services, INC.
July 2009 - August 2010 · 1 yr 1 mo
Securian Financial Services, INC.Broker
May 2009 - August 2010 · 1 yr 3 mos
Waddell & Reed, INC.
August 2007 - March 2009 · 1 yr 7 mos
Waddell & Reed, INC.Broker
August 2007 - March 2009 · 1 yr 7 mos
Ifmg Securities, INC.Broker
November 2005 - August 2007 · 1 yr 9 mos
Amsouth Investment Management Company LLC
June 2005 - November 2005 · 5 mos
Amsouth Investment Services, INC.Broker
July 2004 - November 2005 · 1 yr 4 mos
Pruco Securities, LLC.Broker
October 2003 - June 2004 · 8 mos
Ids Life Insurance CompanyBroker
September 1999 - September 2003 · 4 yrs
American Express Financial Advisors, INC.
December 1994 - September 2003 · 8 yrs 9 mos
American Express Financial Advisors INC.Broker
September 1994 - September 2003 · 9 yrs
State Registrations6 states
CAFLGANCOHVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.