RE
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Richard Early

40 Years of Experience
Stafford, TX
Sells Insurance

Richard Early is a registered investment advisor at Early Mcclintic & Mcmillan, LLC, based in Stafford, TX, with 40 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 640 clients with $570M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
640 clients
Average Client Portfolio
$891K average
Assets Under Management
$569.9M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.5M1.00%
$1.5M - $3.0M0.75%
$3M+0.50%

EMCMC may choose to charge a flat fee instead of the incremental fee schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4800 Sugar Grove Blvd., Suite 100, Stafford, TX, 77477

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is licensed to sell insurance through unaffiliated insurance companies and receives commission-based compensation. He manages his insurance business so it does not interfere with his responsibilities at the firm.

Employment History
Current Registrations
Early Mcclintic & Mcmillan, LLC
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - October 2017 · 8 yrs 9 mos
Early, Mcclintic & Mcmillan
April 2004 - June 2014 · 10 yrs 2 mos
Raymond James Financial Services, INC.Broker
January 1999 - October 2017 · 18 yrs 9 mos
Raymond James Financial Services
January 1999 - January 2009 · 10 yrs
Robert Thomas Securities, INCBroker
September 1997 - January 1999 · 1 yr 4 mos
Painewebber IncorporatedBroker
January 1991 - September 1997 · 6 yrs 8 mos
Rotan Mosle INC.Broker
December 1987 - January 1991 · 3 yrs 1 mo
Pruco Securities CorporationBroker
January 1985 - October 1986 · 1 yr 9 mos
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.