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Eric Rosen

41 Years of Experience
Princeton, NJ
1 DisclosureBroker

Eric Rosen is a registered investment advisor at UBS Financial Services INC., based in Princeton, NJ, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

100 Overlook Center, Suite 400, Princeton, NJ, 08540

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History

Regulatory History (1)
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Customer Dispute
August 2000
Denied
Other Business Activities

Eric is a partner, owner, operator, and landlord for Deblyce LLC, a rental real estate company, since 2007.

Employment History
Current Registrations
UBS Financial Services INC.
April 2002 - Present · 24 yrs 1 mo
UBS Financial Services INC.
July 2000 - Present · 25 yrs 10 mos
UBS Financial Services INC.Broker
July 2000 - Present · 25 yrs 10 mos
Previous Registrations
Salomon Smith Barney INC.Broker
July 1993 - July 2000 · 7 yrs
Lehman Brothers INC.Broker
June 1988 - July 1993 · 5 yrs 1 mo
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1985 - June 1988 · 3 yrs 5 mos
State Registrations35 states
AZCACOCTDCDEFLGAILKSKYMAMDMEMIMNMONCNHNJNVNYOHOKPARISCTNTXVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.