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L Shegoski

UBS Financial Services INC.
45 Years of Experience
Princeton, NJ
1 DisclosureBroker
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L Shegoski is a registered investment advisor at UBS Financial Services INC., based in Princeton, NJ, with 45 years of industry experience. L is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

100 Overlook Center, Suite 303, Princeton, NJ, 08540

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1985
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

L teaches an entrepreneurship class at Rider University Business School for a few hours per week during the school year. L is also a board member for NAI, Xybion Inc, and Microbes Biosciences, and chairman of the Foundation Investment Committee for Greenwood House Foundation.

Employment History
Current Registrations
UBS Financial Services INC.
May 2002 - Present · 24 yrs 5 mos
UBS Financial Services INC.Broker
January 1995 - Present · 31 yrs 9 mos
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
February 1994 - January 1995 · 11 mos
Prudential Securities IncorporatedBroker
October 1987 - February 1994 · 6 yrs 4 mos
P. R. Burke & CO.Broker
January 1985 - October 1987 · 2 yrs 9 mos
Oppenheimer & CO., INC.Broker
August 1982 - February 1985 · 2 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1981 - August 1982 · 1 yr 5 mos
State Registrations49 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMTNCNDNENHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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