Frederick Hoffman
Frederick Hoffman is a registered investment advisor at LPL Financial LLC, based in Riverside, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3610 Central Ave. Suite 400, Riverside, CA, 92506
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Regulatory History (2)
Customer Dispute
March 2011Customer Dispute
December 2008Other Business ActivitiesSells Insurance
Frederick operates under Livingston Financial Group, Inc. and Life Brokerage Equity Group of CA, dedicating full-time hours to these investment-related activities; he also owns rental real estate. Frederick is also an owner/administrator and agent for Life Brokerage, Inc. and Life Brokerage Financial Group, respectively, focusing on fixed insurance, life, health, disability, and long-term care, spending a few hours per week on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Intersecurities, INC.
Intersecurities, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.