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Thoeurn Indy

LPL Financial LLC
28 Years of Experience
Riverside, CA
1 DisclosureBroker
View SEC Summary
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Thoeurn Indy is a registered investment advisor at LPL Financial LLC, based in Riverside, CA, with 28 years of industry experience. Thoeurn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1616 University Ave, Riverside, CA, 92507

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
LPL Financial LLCBroker
May 2025 - Present · 1 yr 6 mos
LPL Financial LLC
May 2025 - Present · 1 yr 6 mos
Previous Registrations
Cuso Financial Services, L.P.Broker
December 2014 - May 2025 · 10 yrs 5 mos
Cuso Financial Services, L.P.
December 2014 - May 2025 · 10 yrs 5 mos
U.S. Bancorp Investments, INC.
November 2011 - December 2014 · 3 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
November 2011 - December 2014 · 3 yrs 1 mo
Wells Fargo Advisors, LLC
January 2011 - November 2011 · 10 mos
Wells Fargo Advisors, LLCBroker
January 2011 - November 2011 · 10 mos
Wells Fargo Investments, LLCBroker
August 2007 - January 2011 · 3 yrs 5 mos
Wells Fargo Investments, LLC
August 2007 - January 2011 · 3 yrs 5 mos
Cuso Financial Services, L.P.
November 2005 - August 2007 · 1 yr 9 mos
Cuso Financial Services, L.P.Broker
November 2005 - August 2007 · 1 yr 9 mos
Wm Financial Services, INC.
July 2004 - November 2005 · 1 yr 4 mos
Wm Financial Services, INC.Broker
July 2004 - November 2005 · 1 yr 4 mos
National Planning CorporationBroker
September 2003 - July 2004 · 10 mos
Citicorp Investment Services
March 2003 - August 2003 · 5 mos
Citicorp Investment ServicesBroker
February 2003 - August 2003 · 6 mos
Cal Fed InvestmentsBroker
August 2002 - February 2003 · 6 mos
Financial West GroupBroker
May 2002 - July 2002 · 2 mos
Essex National Securities, INC.Broker
August 1998 - June 2002 · 3 yrs 10 mos
Pruco Securities CorporationBroker
October 1997 - July 1998 · 9 mos
State Registrations19 states
AZCACOIDMNNCNENHNJNVOHOKORSCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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