TrueAdvisor
TrueAdvisor
SB
CFP
SB
CFP

Steven Beck

LPL Financial LLC
12 Years of Experience
Riverside, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Beck is a CFP-designated registered investment advisor at LPL Financial LLC, based in Riverside, CA, with 12 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

19330 Jesse Ln Ste 220, Riverside, CA, 92508-5091

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven is an agent for non-variable insurance since 2014 and a financial advisor for non-variable insurance since April 2024, dedicating minimal time to the latter. He also operates LozaBeck Wealth Management as a DBA for his LPL business, taking nearly full-time hours, and LB Tax Prep, spending about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 4 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 4 mos
Previous Registrations
Waddell & Reed
December 2013 - July 2021 · 7 yrs 7 mos
Waddell & ReedBroker
December 2013 - July 2021 · 7 yrs 7 mos
State Registrations16 states
AZCACOFLGAIDLAMANCNYORTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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