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Peter Black

UBS Financial Services INC.
41 Years of Experience
Princeton, NJ
1 DisclosureBroker
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Peter Black is a registered investment advisor at UBS Financial Services INC., based in Princeton, NJ, with 41 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

Princeton, NJ

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History

Regulatory History (1)
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Customer Dispute
August 2025
Pending
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Other Business Activities

Peter is involved with several securities exchanges, including the Miami International Securities Exchange, MIAX Pearl, and MIAX Emerald Options Exchange. He also manages and monitors investments for the Greenberg Family Trusts and advises on settling the Estate of Charles Marchica.

Employment History
Current Registrations
UBS Financial Services INC.Broker
February 2023 - Present · 3 yrs 8 mos
UBS Financial Services INC.
February 2023 - Present · 3 yrs 8 mos
UBS Financial Services INC.
February 2023 - Present · 3 yrs 8 mos
Previous Registrations
Morgan Stanley
November 2011 - March 2023 · 11 yrs 4 mos
Morgan StanleyBroker
November 2011 - March 2023 · 11 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2007 - November 2011 · 4 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 1998 - January 2005 · 6 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1985 - November 2011 · 26 yrs 6 mos
State Registrations23 states
AZCACOCTFLGAILINMAMEMIMONCNJNYOKPARISCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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