Stephen Patterson
Stephen Patterson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Westlake Village, CA, with 37 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
3027 Townsgate Rd, Ste 200, Westlake Village, CA, 91361-5863
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2010Customer Dispute
March 2002Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
D.A. Davidson & CO.
D.A. Davidson & CO.Broker
Crowell Weedon & CO.Broker
Crowell Weedon & CO.
Crowell, Weedon & CO.
Crowell, Weedon & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wm Financial Services, INC.Broker
Griffin Financial ServicesBroker
Fimco Securities Group, INC.Broker
United California Securities, INC.Broker
First Cambridge Securities CorporationBroker
International Business Securities, INC.Broker
Kensington Securities, INC.Broker
Columbus Financial, INC.Broker
Robert Todd Financial CORP.Broker
Yaeger Securities, INC.Broker
Agfc Investment SecuritiesBroker
Trafalgar Securities CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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